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Whether a person holds one of the designations in good standing is specific to that designation, and persons seeking accredited investor status under this category should consult FINRA rules and any state rules applicable to them. Individuals holding any of these three designations in good standing can qualify as accredited investors.

Licensed Private Securities Offerings Representative (Series 82).

Licensed Investment Adviser Representative (Series 65) and.

Licensed General Securities Representative (Series 7).

as qualifying for accredited investor status: The Commission designated three certifications and designations administered by the Financial Industry Regulatory Authority, Inc. The amendments created an accredited investor category for individual investors who hold, in good standing, certain professional certifications and designations and other credentials designated by the Commission as qualifying for accredited investor status. Professional certifications and designations and other credentials

Add categories of natural persons eligible to qualify as accredited investors. What changes were made by the amendments? 1.

The amendments are effective December 8, 2020. The amendments update and improve the definition to more effectively identify institutional and individual investors that have the knowledge and expertise to participate in private capital markets. Securities and Exchange Commission (“Commission”) adopted amendments to the definition of “accredited investor” under the Securities Act of 1933 (“Securities Act”).